The misalignment errors and fluctuations in irradiance due to atmospheric turbulence can severely degrade the performance of free-space optical (FSO) systems. In this paper, we investigate the asymptotic bit error rate (BER) performance and diversity orders of FSO links using parallel transmit-diversity schemes. The BER expressions of FSO links with the switch-and-examine transmit (SET), switch-and-examine transmit with post-selection (SETps), dual-branch transmit laser selection (Dual-TLS), and group transmit laser selection (Group-TLS) schemes are derived, based on an approximate channel model. Then numerical simulations for these four schemes in the region of high average signal-to-noise ratio (SNR) are presented under different channel conditions. The results show that the four transmit-diversity schemes can reduce system complexity and overcome the limitation of peak power, without much BER deterioration.
FSO communications are potential solutions for a variety of applications, such as last-mile communications, fiber backup, and disaster-recovery communications [1]. Compared to traditional radio-frequency (RF) communications, their advantages include high speed, unlicensed spectrum, and excellent security [2]. However, FSO communications are vulnerable to pointing errors and scintillation. Both pointing errors from the misalignment between transmitters and receivers and the scintillation from atmospheric turbulence can seriously deteriorate communication quality [3].
To overcome these disadvantages, many technologies have been applied in FSO systems, such as adaptive optical (AO) systems, error correct coding (ECC), and relay-assisted transmission. BER performance and channel capacity of an FSO system with AO are studied in [4, 5]. Upper bounds on the pairwise code-word-error probability for coded FSO communication systems through atmospheric turbulence channels are obtained in [6, 7]. In [8], relay-assisted transmission is shown to be an effective tool to mitigate fading for FSO systems operating in atmospheric turbulence channels. A one-relay cooperative diversity scheme is proposed and analyzed for noncoherent FSO communications with intensity modulation and direct detection (IM/DD) in [9]. A novel adaptive cooperative protocol with multiple relays over atmospheric turbulence channels with pointing errors is given in [10].
Spatial diversity is a powerful technique to mitigate the effects of fading in both traditional radio-frequency (RF) and FSO communications. However, unlike an RF signal with broadcast characteristics, the optical signal in an FSO system is usually transmitted from point to point through a line-of-sight path. Therefore, the concept of spatial diversity in FSO differs from that in traditional RF communications. As introduced in [11], spatial diversity in FSO systems can be realized via the use of multiple apertures at the receiver (receive diversity) [12], multiple beams at the transmitter (transmit diversity) [13-15], or a combination of the two [16-23]. Receive diversity and transmit diversity are usually referred to as SIMO (Single-Input Multiple-Outputs) and MISO (Multiple-Inputs Single-Output) respectively. Meanwhile, a system using both receive and transmit diversity is referred to as MIMO (Multiple-Inputs Multiple-Outputs).
For SIMO systems, effectiveness of the two receive-diversity solutions, i.e. aperture averaging and multiple apertures, are compared in [12]. For MISO FSO systems, the simplest transmit-diversity scheme is to send the same signal on different beams, which is usually referred to as repetition coding (RC) [15]. Performance of two other typical transmitdiversity schemes, transmit laser selection (TLS) and multiuser diversity (MD), are presented respectively in [13, 14]. For MIMO FSO systems, approximated expressions of average bit-error probability (ABEP) are derived in [16-18]. The outage performance for MIMO FSO communication systems with on-off keying (OOK) and pulse-position modulation (PPM) are analyzed in [19, 20]. Performance analysis of Gamma-Gamma fading FSO MIMO links with pointing errors is presented in [21]. ABEP of uncoded and optical spatial modulated MIMO FSO systems is derived in [22]. In [23], ergodic capacity characterization of MIMO FSO systems over atmospheric turbulence-induced fading channels is studied. In particular, for SIMO and MIMO FSO systems, equal-gain combining (EGC) and maximal-ratio combining (MRC) are usually performed at the receiver. For MISO systems with RC, EGC is the default combining scheme.
In order to understand well the communication quality offered by different FSO systems for real applications, it is necessary to analyze the performance of the systems. BER is the most effective evaluation metric to demonstrate this quality. In this paper, we introduce four new parallel transmit-diversity schemes in FSO links, namely, switch-and-examine transmit (SET), switch-and-examine transmit with post-selection (SETps), dual-branch transmit laser selection (Dual-TLS), and finally group transmit laser selection (Group-TLS) for communication performance analysis. Particularly, SET and SETps switch to other diversity branches only when an outage occurs, hence they have a simpler structure and lower processing load than the traditional TLS scheme. Dual-TLS and Group-TLS are two multibranch TLS schemes that can meet the peak-power and eye-safety constraints.
In this paper, we derive asymptotic average BER expressions for the four transmit-diversity schemes above, based on an approximate channel model. Then we discuss system complexity, from the aspects of hardware structure, channel estimation rate, and lowest feedback transmission rate. Numerical simulations for the region of high average signal-to-noise ratio (SNR) are presented under different channel conditions. To further illustrate the performance of the four transmitdiversity techniques, we also present the BER curves for FSO systems with traditional TLS or RC as benchmarks. Assuming the same total transmit power and total noise, the BER curve of a MISO FSO system using MRC diversity is also given for comparison. Based on simulation results, analysis of the asymptotic BER performance of the four parallel transmit-diversity schemes is provided.
The remainder of this paper is organized as follows. Section II describes the FSO system model and the approximate atmospheric optical channel model. In addition, we derive a statistical model of channel gain in a MISO FSO communication system. In Section III, we give asymptotic BER expressions for SET, SETps, Dual-TLS, and Group-TLS, based on the channel model described in Section II. In section IV, we conduct the complexity analysis for the four parallel diversity FSO systems. Section V presents some numerical results, and Section VI makes several important conclusions.
A MISO FSO communication system is illustrated in Fig. 1. It consists of an OOK modulator, a switch control unit and
In this paper, we adopt OOK modulation, widely used in practical FSO systems since it is much easier to implement than higher-order modulation. The modulated input data is sent to the switch control unit, which can select one or more of the
The optical signals through a wireless optical channel, which suffers from both misalignment errors and turbulent fading, are registered by a photoelectric detector at the receiver. A channel estimator is deployed at the receiver to measure the channel-state information (CSI) and send the switching information back to the transmitter, through a low-rate radio-frequency channel. We assume that perfect CSI can be obtained, i.e. no estimation errors are considered at the estimator. Switching and selection among the
The photoelectric detector converts the optical power into photocurrents. Assuming that the thermal noise at the receiver may be modeled by additive white Gaussian noise (AWGN), and background illumination is removed from the electrical signal, we can express the received signal
where
where is the average SNR and is the sum of
2.2. Composite Approximate Channel Model
Channel gain is susceptible to three independent factors: path loss, pointing errors, and atmospheric turbulence fading. Therefore, the channel gain of the
where
and
where Γ(・) is the Gamma function,
where
Substituting (3) and (4) into (6), we can obtain the PDF of the
However, (7) is inconvenient to compute the average BER, as the integrals and sums of Meijer’s G-functions are sophisticated. Since the asymptotic behavior of the system performance is dominated by the behavior of the PDF near the origin [2, 13], we can use the series expansion of Meijer’s G-functions at zero and omit the high-order infinitesimal items in the approximation. Then the approximate channel model can be expressed as [2, 13]
where
Since and all links suffer IID fading, we can obtain the PDF of
Then, using , the PDF of
For convenient calculation of average BER, we rewrite (11) in terms of SNR through the change-of-variable rule. Considering the relationship in (2), the PDF of instantaneous SNR at the receiver is given as
The cumulative distribution function (CDF) corresponding to
In this section, the average BER expressions for SISO, RC, TLS, and MRC FSO systems are given first, since their BER performances are useful benchmarks for other transmit-diversity schemes. Then we provide the average BER expressions for SET and SETps. At last, the BER performance and system complexities of the two multiple-branch diversity schemes, namely Dual-TLS and Group-TLS, are also studied.
Following the system model described in Section II, the BER of an IM/DD with OOK modulated FSO system under the condition of instantaneous SNR is
where
where
3.1. BER of SISO, RC, and TLS FSO Systems
In a SISO or MISO FSO system, the corresponding PDF
We can derive the average BER expressions for SISO and MISO with RC FSO systems as
The average BER expression for the FSO system using the TLS scheme is derived as [13]
Referring to the derivation of MRC receive diversity FSO systems in [21, 22], we can obtain the MRC BER expression as
In the high SNR region, the average BER of an uncoded system under fading channels can be approximated as , where
Note that and , which means increasing the number of laser sources can yield higher diversity orders for communication systems.
3.2.1 BER of SET
In the TLS scheme, the CSI of all diversity branches are simultaneously required, which increases the complexity of a practical FSO system. To overcome this disadvantage, we introduce the switch-and-examine transmit (SET) scheme. In a SET FSO system, only the CSI of the current working branch must be estimated. The switch control unit maintains the current transmission link as long as its CSI is above the predetermined threshold. When the quality of the current working branch goes bad, the control unit switches to the next laser source repeatedly, until either it finds a laser source with acceptable channel quality, or all diversity branches have been tried. If no diversity branch is above the preset threshold, the SET transmitter remains on the last laser source to communicate with the receiver.
In receive-diversity schemes, a similar scheme called switch-and-examine combing (SEC) is proposed in [28]. The switching mechanism in SET is similar to that in SEC, but the switching in SEC is achieved by the combiner at the receiver. Assuming the time for feedback and switching is short and can be ignored, the instantaneous statistical characteristics of SNR at the output of combiner can also be used in an SET scheme. Assume that the instantaneous SNR of the current working branch is
where
where
where (
The complementary error function
where is the Meijer’s G-function. Using the integral equation [30], we can calculate
where is the average SNR defined in (2). Finally, substituting (13), (17), and (27) into (24), after some mathematical derivation we obtain the average BER of a SET FSO system as
where coefficients
3.2.2. BER of SETps
An SET scheme can greatly reduce system complexity compared to TLS, but this is achieved at the cost of BER performance. When no acceptable diversity link is found after all branches have been examined, SET stays at the last switching branch, which may have the worst channel quality. The switch-and-examine transmit with post-selection (SETps) scheme can compensate for this defect, i.e. the laser source with the best channel quality will be selected when none of the N diversity branches is above the preset threshold. In the case of good channel quality, the performance of SETps is close to that of SET, because few outages and switchings occur in a fine communication environment. If the channel condition goes bad, the performance of SETps will approach that of TLS, since the best branch is selected.
Following the assumptions and definitions in the derivation of average BER for SET, we can obtain the PDF of the instantaneous SNR of the current working branch as [29]
where
where
Using the integral equation [30] again, we calculate
Substituting
where the coefficients
3.3. BER of Dual-TLS and Group-TLS
3.3.1. BER of Dual-TLS
TLS, SET, and SETps use only one diversity branch to transmit data, which results in larger peak optical power of the working laser source than for a transmitter with several laser sources to simultaneously transmit data. However, the peak optical power should be limited, according to eye-safety standards [31]. Considering the restrictions and communication performance, we introduce the Dual-TLS FSO system, in which the transmitter selects two of the best diversity links to transmit data, and the peak power of each laser source is half that of an SISO system. Now we derive the average BER expression for Dual-TLS.
The average BER for Dual-TLS can also be evaluated by averaging the conditioned BER (14) over the PDF of the instantaneous SNR
Here we abbreviate
where
Substituting (8) and (35) into (36), we have
Taking the derivative of
After some mathematical development,
To evaluate the integral in (40), we define
We define , which is a constant for the given parameters
Subsequently, the PDF of instantaneous SNR at the receiver is
where . The average BER calculation for Dual-TLS is the same as for SET and SETps, i.e. substituting (43) into (15). We finally obtain the BER expression for Dual-TLS as
where
From (44), we find that the diversity order of Dual-TLS is
From the above analysis, we find that the diversity order of Dual-TLS is the same as that of TLS, although the number of working laser sources increases, and the CSI used for the TLS and Dual-TLS diversity schemes is the same.
3.3.2. BER of Group-TLS
There is another multiple-branch TLS transmit-diversity scheme called Group-TLS, in which all
To simplify the analysis, we assume that
where
The PDF of
Then, using the fact that and taking the inverse Laplace transform of Φ
By the relationship and setting
Finally, through averaging the conditioned BER (14) over (50), the average BER for Group-TLS is
where . From (51), we can clearly see that the diversity order of Group-TLS is
On the basis of the above discussion, we conclude that the diversity orders of TLS, Dual-TLS, and Group-TLS are the same, because all of these three diversity schemes use the same CSI, in other words, the channel gains of all
IV. SYSTEM COMPLEXITY ANALYSIS
In this section, we discuss the complexity of TLS, SET, SETps, Dual-TLS, and Group-TLS FSO systems in the aspects of hardware structure, channel estimation rate, and lowest feedback transmission rate. We will summarize the results for each transmit-diversity scheme in Table 1.
[TABLE 1.] System complexity of transmit diversity schemes
System complexity of transmit diversity schemes
All of these transmit-diversity FSO systems need channel estimations and feedback links, so that the transmitters can obtain CSI or switching orders. Besides, Dual-TLS and Group-TLS systems need an additional synchronization unit, for correct detection of the optical signals from different diversity branches. Therefore, Dual-TLS and Group-TLS have the most complex hardware structure.
We assume that the channel estimator at the receiver estimates
To reduce feedback information through RF links, we compare the channel quality for each diversity branch achieved at the receiver. The feedback information is the index of the diversity branch or switching orders, instead of quantified channel gains. Therefore, for the TLS scheme, the lowest feedback transmission rate is
V. NUMERICAL SIMULATION AND ANALYSIS
In this section, the average BER numerical simulations of parallel transmit diversity for different FSO systems are presented. First, the asymptotic average BER performances of SET, SETps, Dual-TLS, and Group-TLS are given. The BER curves for SISO, RC, MRC, and TLS are also presented under the same channel conditions, as benchmarks for comparison. In addition, the diversity orders of SET and SETps are also discussed. Since the approximate channel model adopted in (8) is accurate in the region of high average SNR, the asymptotic BER are calculated with average SNR above 50 dB. Second, we study how channel parameters affect the diversity orders of SET and SETps. We present the main channel parameters used during simulations in Table 2, in which the first three columns are the turbulence parameters, followed by misalignment parameters in the next three columns, and the last column contains the lesser of
[TABLE 2.] Channel parameters in simulations
Channel parameters in simulations
To investigate the performance of the four transmit-diversity techniques in our paper, we illustrate the BER curves of the MIMO FSO systems adopting RC at transmitters and EGC or MRC at receivers, with diversity methods in [21-23] for comparison. For the sake of fairness, we also present the BER curve of a MISO FSO system with RC and EGC as , and a MISO FSO system with RC and MRC as . Furthermore, the BER curve of the TLS scheme in [13] is also given.
5.1. BER Performance of Parallel Diversity Schemes
The asymptotic average BER curves for the FSO systems using the SET scheme are given in Fig. 2. Two SET BER curves are plotted for different diversity branches, i.e.
The BERs for SISO, RC, MRC, and TLS are also presented for comparison. It can be seen that BER performance of an FSO system using the SET diversity scheme is significantly improved, compared to that of a SISO FSO system; however, the improvement for SET is less than that for RC, MRC, or TLS. Compared to TLS, SET trades BER performance for simpler system structure and lower processing load, as discussed earlier, i.e. fewer channel estimations and lower feedback rate. As mentioned, based on (28), the diversity order of SET cannot be obtained analytically, but from Fig. 2, we find that it is between that of SISO and of TLS, i.e. . For high average SNR, we also find that the BER of SET becomes flat, which implies that decreases. When average SNR is high enough, the laser sources in SET FSO system hardly switch among diversity branches, and it can be considered a SISO FSO system in this situation. Hence, the diversity order of SET decreases in this region.
In Fig. 2, we can see that the MISO FSO system with MRC performs better than the system with RC, since the system with RC adopts the EGC scheme at the receiver. As we know that MRC is the optimal receive combining principle, therefore the BER for a MRC FSO system is better than that for an RC FSO system. Besides, both MISO FSO systems with MRC or RC perform worse than systems with TLS, because the TLS transmitter can select the best link to transmit signals, rather than no selection in an RC transmitter.
We demonstrate the asymptotic average BER for SETps in Fig. 3, and the BER performances of SISO, RC, MRC, TLS and SET are also shown for comparison. The channel parameters are the same as in Fig. 2. It can be clearly seen that SETps performs between TLS and SET. In the first part, SETps performs almost the same as TLS, since the average SNR is not high enough, and none of the diversity branches is above the preset threshold. Since the SETps transmitter has to frequently switch among the laser sources, it works like TLS in this situation when the best link is selected. As the average SNR increases, SETps gradually tends toward SET. Because the transmit power is high enough, there is no need for the SETps transmitter to switch and select the best link often. If any of
The average BER curve for the FSO system using Dual-TLS is provided in Fig. 4. We also give the BER curves for traditional TLS, RC, and MRC with the same diversity branches, as benchmarks. In this figure we can see that the BER of Dual-TLS is slightly inferior to that of TLS, since the introduction of suboptimal branch increases ambiguity in CSI. However, Dual-TLS performs better than RC and MRC when
We demonstrate the asymptotic average BER result for a FSO system using Group-TLS in Fig. 5. All simulation results are obtained under the same channel conditions and the same number of diversity branches,
5.2. Effects of Channel Parameters on Diversity Orders of SET and SETps
A useful conclusion proposed in [13] tells us that the diversity order of TLS is determined by
The BERs of SET and SETps are shown in Fig. 6(a) and 6(b) respectively, when
Similar simulations are conducted in which the pointing-error parameter
In this paper, we investigate the asymptotic BER performances and diversity orders of FSO links using parallel transmit-diversity schemes. The asymptotic BER expressions for FSO links with SET, SETps, Dual-TLS, and Group-TLS are derived, based on an approximate channel model. The BER performances in the region of high average SNR are presented using numerical simulations. According to the simulations, we find that TLS performs better than SET, SETps, Dual-TLS, and Group-TLS in terms of BER. In addition, SET and SETps can reduce system complexity with performance improvement, and Dual-TLS and Group-TLS can overcome the limitation of peak power without much BER deterioration. Finally, diversity orders of the four schemes are determined by